Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Mark Matthews is a financial advisor with over 20 years of experience in the financial services industry. Randy is currently registered with LPL Financial LLC, a leading independent broker-dealer, and holds several professional licenses and certifications. Randy has previously held positions at Merrill Lynch, Chase Investment Services Corp., Citigroup Global Markets Inc., Morgan Stanley DW Inc., Edward Jones, and Farmers Financial Solutions, LLC. Randy holds Series 3, 6, 7, 24, 63, and 65 licenses and is registered in several states. Randy specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/30/2011 - Present
LPL Financial LLC (PLANO TX)
TX
09/29/2006 - 07/08/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
08/26/2005 - 10/02/2006
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
NY
10/11/2004 - 08/24/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/14/2003 - 10/08/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
01/29/2002 - 07/12/2002
EDWARD JONES (ST. LOUIS MO)
CA
06/15/2001 - 02/01/2002
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
IA
Issued 04/01/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2003
Series 3 - National Commodity Futures Examination
BC
Issued 03/12/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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