Unclaimed
Randy Lee Stewart is a financial advisor registered with Ameriprise Financial Services, LLC. Randy Stewart has been in the financial industry since March 1994. Randy Stewart has an active investment advisor license in the state of Texas. Ameriprise Financial Services, LLC has been in business since 1909. Ameriprise Financial Services, LLC manages approximately $1 billion - $10 billion in assets for more than 140,938 clients. The company offers a variety of financial services, including financial planning, asset allocation services, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
10/05/2009 - Present
Ameriprise Financial Services, LLC (Austin TX)
TX
03/08/1994 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (AUSTIN TX)
IA
Issued 11/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/13/1998
Series 24 - General Securities Principal Examination
BC
Issued 02/02/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 03/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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