Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Lee Dunn is a financial advisor with over 38 years of experience in the industry. Randy is currently registered with LPL Financial LLC in Vancouver, Washington and Texas. Previously, Randy was registered with Securities America, Inc. in Vancouver, Washington and Brecek & Young Advisors, Inc. in Vancouver, Washington, as well as John Hancock Distributors, Inc. and John Hancock Mutual Life Insurance Company in Boston, Massachusetts. Randy holds Series 6, 22, 63 and 65 licenses, and the SIE exam. Randy also holds a life insurance license and is actively involved in the insurance industry. Randy is a member of Cascade Wealth Management, a DBA for his LPL Financial LLC business, and The Dunn Agency, Inc., an insurance agency. Randy specializes in providing financial planning, portfolio management and other advisory services to individuals, businesses, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
06/02/2020 - Present
LPL Financial LLC (VANCOUVER WA)
WA
01/23/2009 - 06/01/2020
SECURITIES AMERICA, INC. (VANCOUVER WA)
WA
07/11/1997 - 01/23/2009
BRECEK & YOUNG ADVISORS, INC. (VANCOUVER WA)
MA
10/11/1984 - 07/21/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
10/11/1984 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 05/18/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/10/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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