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Randy Lawrence Gross

Neuberger Berman BD LLC

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About Randy Lawrence Gross

Randy Lawrence Gross is a registered representative with Neuberger Berman BD LLC. Randy has been in the industry since October 2002. Randy is also an active Investment Adviser Representative in both New Jersey and New York. Randy is registered with Financial Industry Regulatory Authority (FINRA). Randy is also registered to provide investment advisory services in 53 states and Puerto Rico. Previously, Randy was registered with ROBECO SECURITIES, L.L.C. in both Massachusetts and New York.

Firm Information

Randy Gross is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Randy Gross’s Registration & Firm History

NY

03/31/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

06/26/2007 - 07/12/2007

ROBECO SECURITIES, L.L.C. (NEW YORK NY)

MA

09/29/2000 - 06/28/2005

ROBECO SECURITIES, L.L.C. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 02/15/2008

Series 66 - Uniform Combined State Law Examination

IA

Issued 01/11/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/08/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Randy Lawrence Gross.
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