Unclaimed
Randy Morrison is a financial advisor who has been in the industry since April 27, 2014. Randy is currently registered with PNC Capital Markets LLC in Dallas, Texas. Randy has been registered with PNC Capital Markets LLC since November 9, 2021. Before that, Randy was registered with Truist Securities, Inc. in Dallas, Texas from January 28, 2014 to August 10, 2021. Randy holds the following licenses: Series 7, Series 63, Series 79, and SIE. Randy is licensed in Arkansas, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/09/2021 - Present
PNC Capital Markets LLC (Dallas TX)
TX
01/28/2014 - 08/10/2021
TRUIST SECURITIES, INC. (DALLAS TX)
BC
Issued 03/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/27/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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