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Randy L Morrison

PNC Capital Markets LLC

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About Randy L Morrison

Randy Morrison is a financial advisor who has been in the industry since April 27, 2014. Randy is currently registered with PNC Capital Markets LLC in Dallas, Texas. Randy has been registered with PNC Capital Markets LLC since November 9, 2021. Before that, Randy was registered with Truist Securities, Inc. in Dallas, Texas from January 28, 2014 to August 10, 2021. Randy holds the following licenses: Series 7, Series 63, Series 79, and SIE. Randy is licensed in Arkansas, Oklahoma, and Texas.

Firm Information

Randy Morrison is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randy Morrison’s Registration & Firm History

TX

11/09/2021 - Present

PNC Capital Markets LLC (Dallas TX)

TX

01/28/2014 - 08/10/2021

TRUIST SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 03/06/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 01/27/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randy L Morrison.
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