Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Kiyoto Yamada is a financial advisor with over 45 years of experience in the industry. Randy has been registered with Equitable Advisors, LLC since June 2005. Prior to that, Randy was registered with MONY Securities Corporation and The Mutual Life Insurance Company of New York. Randy holds a Series 66, Series 63, Series 24, Series 22TO, Series 6TO, SIE, Series 7, and Series 1 license. Randy is also a Certified Financial Planner and a Chartered Financial Consultant. Randy is a resident of HONOLULU, HI and works out of the HONOLULU, HI branch office of Equitable Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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HI
06/01/2005 - Present
Equitable Advisors, LLC (HONOLULU HI)
NY
03/22/1978 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
03/22/1978 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
BOTH
Issued 02/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 03/14/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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