Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Keith Walker is a financial advisor with Ameriprise Financial Services, LLC. Randy has been in the industry since 1997 and has a broad range of experience. Randy is registered with the state of North Carolina and holds multiple licenses including Series 63, 65, and 7. Randy has been with Ameriprise Financial Services, LLC since 2009, prior to that Randy worked at CITIGROUP GLOBAL MARKETS INC. and PRUDENTIAL SECURITIES INCORPORATED. Ameriprise Financial Services, LLC is a large firm with $1 billion - $10 billion in assets under management. The firm offers a variety of financial services including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
04/17/2009 - Present
Ameriprise Financial Services, LLC (Winston Salem NC)
NC
04/06/2001 - 05/08/2009
CITIGROUP GLOBAL MARKETS INC. (WINSTON-SALEM NC)
NY
09/15/1997 - 04/06/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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