Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Juen man Wong is a financial advisor who has been in the industry since 2003. He is currently registered with Allstate Financial Services, LLC and holds a Series 63, Series 7, Series 4, Series 24 and Series 27 licenses. Randy has previously worked with Sorrento Pacific Financial, LLC, CUSO Financial Services, L.P., Chase Investment Services Corp., WAMU Investments, Inc., Midas Securities, LLC and Equitrade Securities Corporation. Randy's current location is Costa Mesa, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/15/2016 - Present
Allstate Financial Services, LLC (Costa Mesa CA)
CA
02/08/2012 - 09/16/2015
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
11/01/2010 - 09/16/2015
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
05/02/2009 - 06/01/2009
CHASE INVESTMENT SERVICES CORP. (IRVINE CA)
CA
05/03/2005 - 05/02/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
CA
04/02/2003 - 02/26/2004
MIDAS SECURITIES, LLC (ANAHEIM CA)
CA
10/11/2000 - 03/17/2003
EQUITRADE SECURITIES CORPORATION (LAKE FOREST CA)
BC
Issued 04/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2008
Series 4 - Registered Options Principal Examination
BC
Issued 11/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 09/26/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Randy Wong is the right advisor for you? Invested Better is here to help.
