Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Jay Yoder is a financial advisor registered with Robert W. Baird & Co. Inc. Randy has been in the industry since 1999 and has held previous roles with WELLS FARGO CLEARING SERVICES, LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., and FIRST UNION SECURITIES, INC.. Randy holds Series 63, 65, 7, 9, 10, and SIE licenses and is registered in 21 states. Randy specializes in portfolio management for individuals, businesses, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
OH
11/06/2018 - Present
Robert W. Baird & Co. Inc. (Toledo OH)
OH
08/28/2003 - 11/07/2018
WELLS FARGO CLEARING SERVICES, LLC (DEFIANCE OH)
FL
03/25/2002 - 07/22/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
10/13/1999 - 03/13/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 03/08/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/09/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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