Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Jay Hechler is a financial professional with over 20 years of experience in the securities industry. Randy is currently registered with Spartan Capital Securities, LLC. Randy has held previous roles with firms such as Velox Clearing LLC, E D & F Man Capital Markets Inc., Noble Capital Markets, Inc., JMP Securities LLC, ARXIS Securities LLC, Marco Polo Securities Inc., JFD Securities, Inc., John Carris Investments LLC, Rodman & Renshaw, LLC, Hudson Securities, Inc., Domestic Securities, Inc., Paragon Capital Markets, Inc., Wien Securities Corp., E Street Access, The Dreyfus Service Corporation, Mercer Partners Incorporated, WorldCo, L.L.C., MDS Securities Incorporated, Smith Barney Inc., Smith Barney Shearson Inc., and J. Gregory & Company, Inc.. Randy holds multiple FINRA licenses, including Series 7, 24, 52, 53, 55, 57, 79, 82, 87, 99, and SIE. Randy is licensed in both New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/29/2021 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
FL
06/01/2021 - 01/03/2022
VELOX CLEARING LLC (MIAMI FL)
NY
11/06/2019 - 06/01/2021
E D & F MAN CAPITAL MARKETS INC. (NEW YORK NY)
NY
08/01/2019 - 11/13/2019
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
10/29/2018 - 07/18/2019
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
FL
07/06/2017 - 09/27/2018
NOBLE CAPITAL MARKETS, INC. (BOCA RATON FL)
NY
10/15/2015 - 09/27/2016
JMP SECURITIES LLC (NEW YORK NY)
NY
08/03/2015 - 11/09/2015
ARXIS SECURITIES LLC (NEW YORK NY)
NY
04/16/2015 - 06/12/2015
MARCO POLO SECURITIES INC. (NEW YORK NY)
NJ
11/05/2014 - 12/02/2014
JFD SECURITIES, INC. (Short Hills NJ)
NJ
12/17/2012 - 04/28/2014
JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)
NY
05/27/2011 - 11/15/2012
RODMAN & RENSHAW, LLC (NEW YORK NY)
NJ
06/27/2003 - 07/19/2011
HUDSON SECURITIES,INC. (JERSEY CITY NJ)
NJ
11/20/2002 - 12/06/2002
DOMESTIC SECURITIES, INC. (MONTVALE NJ)
NJ
08/13/2001 - 09/04/2001
PARAGON CAPITAL MARKETS, INC. (EAST HANOVER NJ)
NJ
01/19/2001 - 05/21/2001
WIEN SECURITIES CORP. (JERSEY CITY NJ)
NJ
02/09/2000 - 01/17/2001
E STREET ACCESS (ENGLISHTOWN NJ)
NY
05/06/1999 - 05/11/1999
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
02/18/1999 - 04/01/1999
MERCER PARTNERS INCORPORATED (NEW YORK NY)
NY
02/09/1998 - 11/16/1998
WORLDCO, L.L.C. (NEW YORK NY)
IN
09/01/1995 - 03/08/1996
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
05/20/1994 - 08/18/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
11/02/1993 - 04/11/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
03/10/1993 - 10/20/1993
LEGEND MERCHANT GROUP, INC. (NEW YORK NY)
NA
01/25/1993 - 03/17/1993
J. GREGORY & COMPANY, INC.
BC
Issued 01/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/05/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 09/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/08/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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