Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Unger has been in the financial industry since 1994. Randy is currently registered with Citigroup Global Markets Inc. in New York, NY. Randy has prior experience with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Salomon Brothers Inc., Jefferies & Company, Inc., Gruntal & Co., L.L.C., Chemical Investment Services Corp., and Liberty Securities Corporation. Randy has a total of 17 securities registrations and is currently registered as a Registered Representative in New York. Randy specializes in providing financial advice to high net worth individuals, corporations, and other businesses. Randy also provides advisory services in asset allocation advice, financial planning, pension consulting, selection of other advisers, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/11/2009 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
06/01/2009 - 12/11/2009
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
05/01/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/01/1998 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
10/22/1997 - 03/27/1998
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
08/23/1995 - 10/28/1997
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NA
08/01/1994 - 05/10/1995
CHEMICAL INVESTMENT SERVICES CORP.
NY
06/09/1994 - 08/01/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
BC
Issued 06/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/11/1995
Series 4 - Registered Options Principal Examination
BC
Issued 01/31/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/30/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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