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Randy Heber Carlson

Wilson-Davis & CO., Inc.

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About Randy Heber Carlson

Randy Heber Carlson is a financial advisor currently registered with Wilson-Davis & CO., Inc. in Salt Lake City, Utah. Randy has been in the financial services industry since 1981 and has worked with various firms throughout their career. Randy is licensed to provide financial advice and products in various states, including Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Tennessee, Texas, Utah, Washington, Wisconsin, and Wyoming. Randy has a series 7, series 24, and Series 63 licenses.

Firm Information

Randy Carlson is currently registered with Wilson-Davis & CO., Inc.. Wilson-Davis & CO., Inc. is a Corporation formed in 1968 and is registered in 53 states and the SEC. They have been involved in 57 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randy Carlson’s Registration & Firm History

UT

09/15/1993 - Present

Wilson-Davis & CO., Inc. (SALT LAKE CITY UT)

OR

08/26/1993 - 09/13/1993

PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)

UT

05/14/1990 - 08/17/1993

COVEY & CO., INC. (SALT LAKE CITY UT)

NA

07/12/1988 - 04/25/1990

BAGLEY SECURITIES, INC.

NA

01/02/1987 - 01/12/1990

FITZGERALD, DEARMAN & ROBERTS, INC.

NA

05/16/1985 - 01/02/1987

EQUITY-ONE CORPORATION

NA

11/28/1983 - 08/08/1986

BENTLEY INVESTMENTS, INC.

NA

03/23/1981 - 01/07/1984

MAIN STREET SECURITIES, INC.

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Licenses & Designations

BC

Issued 05/22/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/12/1983

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 5 public disclosures for Randy Heber Carlson. Review regulatory record here.
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