Unclaimed
Randy Gerd Paas is a financial advisor who has been in the industry since 1997. Randy is currently registered with Quasar Distributors, LLC, which is a broker-dealer. Randy previously worked at COMPASS DISTRIBUTORS, LLC, COMMONWEALTH AUSTRALIA SECURITIES LLC, DWS INVESTMENTS DISTRIBUTORS, INC, DEAM INVESTOR SERVICES, INC, INVESCO FUNDS GROUP, INC, AETNA CAPITAL MANAGEMENT, INC, AETNA LIFE INSURANCE AND ANNUITY COMPANY, and AETNA FINANCIAL SERVICES, INC. Randy holds Series 3, 6, 7, 24, 26, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
ME
12/02/2022 - Present
Quasar Distributors, LLC (Portland ME)
KY
06/29/2018 - 12/31/2022
COMPASS DISTRIBUTORS, LLC (Louisville KY)
KY
01/21/2014 - 06/28/2018
COMMONWEALTH AUSTRALIA SECURITIES LLC (LOUISVILLE KY)
KY
05/31/2011 - 02/03/2012
DWS INVESTMENTS DISTRIBUTORS, INC (LOUIVILLE KY)
KY
10/29/2007 - 05/31/2011
DEAM INVESTOR SERVICES, INC. (LOUIVILLE KY)
TX
04/26/1993 - 01/18/1994
INVESCO FUNDS GROUP, INC. (HOUSTON TX)
CT
11/28/1989 - 03/22/1993
AETNA CAPITAL MANAGEMENT, INC. (HARTFORD CT)
CT
06/12/1991 - 03/20/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
CT
08/22/1985 - 12/21/1989
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
NA
08/22/1985 - 10/07/1987
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BC
Issued 06/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2008
Series 24 - General Securities Principal Examination
BC
Issued 07/24/1991
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2014
Series 3 - National Commodity Futures Examination
BC
Issued 10/26/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Randy Paas is the right advisor for you? Invested Better is here to help.