Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Farzin Moshtael is a financial advisor with over 40 years of experience in the industry. Randy is currently registered with Oppenheimer & Co. Inc. Randy also has previous experience working with Morgan Stanley DW INC, Salomon Smith Barney Inc, Lehman Brothers Inc, Shearson Pacific, and E.F. Hutton & Company Inc. Randy holds a Series 63, SIE, Series 3, Series 7, Series 6, and Series 22 licenses and specializes in Financial Planning, Pension Consulting, Selection of other advisors, Portfolio management for businesses, and Portfolio management for individuals. Randy is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
06/06/2003 - Present
Oppenheimer & Co. Inc. (LOS ANGELES CA)
NY
05/29/2003 - 06/09/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/31/1993 - 09/24/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/16/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/30/1987 - 03/02/1988
SHEARSON PACIFIC
NA
08/31/1982 - 06/24/1987
E. F. HUTTON & COMPANY INC
BC
Issued 09/08/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1985
Series 3 - National Commodity Futures Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 10/26/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/30/1982
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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