Unclaimed
Randy Emmanuel Henriquez is a financial professional with over 19 years of experience in the industry. Randy currently works at J.P. Morgan Securities LLC as a registered representative, a position Randy has held since April 2019. Prior to joining J.P. Morgan Securities LLC, Randy worked at NYLIFE Securities LLC, NYLIFE Distributors LLC, RESRV PARTNERS, INC., and QUEST CAPITAL STRATEGIES, INC.. Randy has earned the Series 63, Series 66, Series 7, SIE, Series 24 and Series 53 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
04/22/2019 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
10/11/2007 - 01/30/2019
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
06/03/2004 - 09/19/2007
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
09/16/2003 - 03/08/2004
RESRV PARTNERS, INC. (NEW YORK NY)
CA
05/02/2003 - 07/02/2003
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
BOTH
Issued 01/20/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/09/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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