Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Ball is an Investment Advisor Representative at Santander Securities LLC. Randy has over 20 years of experience in the financial services industry. Randy is registered with the state of Massachusetts and is also a Registered Representative. Randy specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Randy is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MA
11/05/2015 - Present
Santander Securities LLC (Boston MA)
RI
04/17/2007 - 09/23/2015
CITIZENS SECURITIES, INC. (BARRINGTON RI)
RI
05/06/2005 - 04/11/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)
MA
10/20/2004 - 05/09/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
10/22/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MO
08/14/2001 - 10/25/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
05/02/2000 - 08/14/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
RI
09/03/1999 - 04/13/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
05/04/1999 - 08/26/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 06/29/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/03/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Randy Ball is the right advisor for you? Invested Better is here to help.
