Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Dominic Cruz is a financial advisor with Vanguard Advisers, Inc. based in Charlotte, NC. Randy has been in the financial industry since October 25, 2000, and is licensed to provide investment advice in North Carolina and Texas. Randy is also registered as a broker-dealer in Arkansas, Massachusetts, North Carolina, Utah and has worked previously with Fidelity Brokerage Services LLC, USAA Financial Advisors, Inc. and TIAA-CREF Individual & Institutional Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
07/17/2019 - Present
Vanguard Advisers, Inc. (Charlotte NC)
CO
07/05/2013 - 06/22/2018
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
FL
02/22/2011 - 06/13/2013
USAA FINANCIAL ADVISORS, INC. (TAMPA FL)
CO
09/05/2000 - 01/31/2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
IA
Issued 10/12/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/18/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/06/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/20/2008
Series 24 - General Securities Principal Examination
BC
Issued 02/14/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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