linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Randy Dean Shrimplin

Vanguard Advisers, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Randy? Claim Your Profile

About Randy Dean Shrimplin

Randy Shrimplin is an investment advisor representative currently employed by Vanguard Advisers, Inc. in Scottsdale, AZ. Randy is registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative. Randy has been in the securities industry since October 11, 2010. Randy is registered in 53 states, the District of Columbia, Puerto Rico and the Virgin Islands. Randy has passed the Series 63, Series 6, Series 7, Series 66, and SIE exams. Randy specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.

Firm Information

Randy Shrimplin is currently registered with Vanguard Advisers, Inc.. Vanguard Advisers, Inc. is a registered investment advisor headquartered in Malvern, Pennsylvania. With a focus on portfolio management for individuals, businesses, and pooled investment vehicles, the firm offers comprehensive financial planning services and specializes in selecting other advisors. Vanguard Advisers manages over $333 billion in assets for clients, including high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. The firm has a strong online presence, with active profiles on LinkedIn, Facebook, Instagram, YouTube, Reddit, and Twitter.
Vanguard Advisers, Inc.

100 VANGUARD BLVD

MALVERN, PA 19355

$333.07B

Assets Under Management

151,862

Total Clients

2,326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Randy Shrimplin’s Registration & Firm History

AZ

12/18/2019 - Present

Vanguard Advisers, Inc. (SCOTTSDALE AZ)

Not sure if Randy Dean Shrimplin is right for you?

Licenses & Designations

BOTH

Issued 12/10/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/18/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2016

Series 7 - General Securities Representative Examination

BC

Issued 10/08/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randy Dean Shrimplin.
Not sure if Randy Dean Shrimplin is right for you?