Unclaimed
Randy Deaton is an investment advisor representative who has been in the industry since April 2009. Randy is registered with USA Financial Securities LLC in Florida, Illinois, Indiana, Kentucky, North Carolina, Ohio, South Carolina, and Wisconsin. Randy specializes in providing financial planning and investment management services to individuals and corporations. In addition to Randy's work at USA Financial Securities LLC, Randy is also the owner/president of Everest Retirement Planners, a financial planning and insurance sales company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
06/06/2018 - Present
USA Financial Securities LLC (Louisville KY)
KY
03/06/2014 - 12/31/2016
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (LOUISVILLE KY)
KY
04/27/2009 - 03/07/2014
BCG SECURITIES, INC. (LOUISVILLE KY)
IA
Issued 12/17/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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