Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Sweetman is a registered representative with Robert A. Stanger & Company, Inc., a firm with a history of providing services in the investment banking and securities industry. Randy's experience in the industry spans over 16 years, with prior experience at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Randy is licensed to sell securities in the state of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/26/2009 - Present
Robert A. Stanger & Company, Inc. (SHREWSBURY NJ)
NY
11/07/2006 - 04/18/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
07/01/2005 - 08/25/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MATAWAN NJ)
MN
07/01/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 09/17/2010
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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