Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Groves is a financial advisor with Ameriprise Financial Services, LLC, where Randy has been employed since March 2020. Randy has been in the financial services industry since February 1995. Randy holds the Series 7, 9, 10, 24, 63, and 66 licenses and has specialized in investment advisory services for over 25 years. Randy is registered in 11 states including Alabama, Arkansas, Delaware, Minnesota, Mississippi, Nebraska, Nevada, Oklahoma, Rhode Island, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
07/06/2016 - Present
Ameriprise Financial Services, LLC (MINNEAPOLIS MN)
MN
09/10/2010 - 02/28/2011
WADDELL & REED, INC. (LAKE ELMO MN)
MN
10/25/2005 - 09/02/2010
TD AMERITRADE, INC. (ST. PAUL MN)
TX
01/22/1996 - 10/27/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
02/15/1995 - 01/20/1996
AEI INCORPORATED (ST. PAUL MN)
BOTH
Issued 12/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2011
Series 24 - General Securities Principal Examination
BC
Issued 12/01/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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