Unclaimed
Randy Christopher Lacombe is a financial advisor at Raymond James & Associates, Inc. based in EDINA, MN. Randy has over 25 years of experience in the financial services industry and holds a Series 7, Series 52, Series 55, Series 57TO, and Series 63 license. Randy is registered with the state of Minnesota and several other states. Randy has worked at several firms including Wedbush Securities, RBC Capital Markets Corporation, and Piper Jaffray.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
01/31/2014 - Present
Raymond James & Associates, Inc. (EDINA MN)
MN
10/01/2009 - 04/19/2011
WEDBUSH SECURITIES INC. (MINNEAPOLIS MN)
MN
02/29/2008 - 05/22/2009
RBC CAPITAL MARKETS CORPORATION (MINNEAPOLIS MN)
MN
04/07/2005 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (MINNEAPOLIS MN)
MN
11/13/1997 - 04/20/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
11/13/1995 - 06/17/1997
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BC
Issued 12/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/02/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/19/1993
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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