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Randy Christopher Capizzi

Arete Wealth Management, LLC

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About Randy Christopher Capizzi

Randy Capizzi is a financial advisor with Arete Wealth Management, LLC. Randy has been in the securities industry since 2003 and has a broad range of experience. Randy's current firm is located in Melville, NY. Randy has previously been registered with a number of other firms. Randy is licensed to sell securities in all 50 states.

Firm Information

Randy Capizzi is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randy Capizzi’s Registration & Firm History

NY

01/19/2024 - Present

Arete Wealth Management, LLC (Melville NY)

NY

03/01/2021 - 01/22/2024

GREENBIRD CAPITAL LLC (Farmingville NY)

NY

09/23/2015 - 03/04/2021

NATIONAL SECURITIES CORPORATION (MELVILLE NY)

NY

06/24/2014 - 09/15/2015

SECURITIES AMERICA, INC. (MORICHES NY)

NY

07/26/2013 - 07/01/2014

DALTON STRATEGIC INVESTMENT SERVICES INC. (MORICHES NY)

NY

08/11/2011 - 08/02/2013

CBG FINANCIAL GROUP, INC. (MELVILLE NY)

NY

08/04/2011 - 08/12/2011

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

08/26/2010 - 08/03/2011

AVALON PARTNERS, INC. (HOLBROOK NY)

NY

08/14/2006 - 08/24/2010

LIBERTY PARTNERS FINANCIAL SERVICES, LLC (HOLBROOK NY)

NY

06/16/2006 - 08/03/2006

J.W. COLE FINANCIAL, INC. (HOLBROOK NY)

NY

05/12/2004 - 06/20/2006

J.P. TURNER & COMPANY, L.L.C. (HOLBROOK NY)

NY

11/06/2003 - 04/28/2004

AMERICAN CAPITAL PARTNERS, LLC (HAUPPAUGE NY)

CA

09/03/2003 - 11/07/2003

EMMETT A LARKIN COMPANY, INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 12/29/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randy Christopher Capizzi.
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