Unclaimed
Randy Charles Cowell is an investment advisor representative with Hornor, Townsend & Kent, LLC. Randy has been in the industry since 1987 and has been registered with the firm since 2000. Randy is also an active investment advisor representative in Texas. Randy holds a Series 6, 7, 62, 63, and 65 securities licenses and is a Certified Financial Planner. Randy is a Registered Representative of Hornor, Townsend & Kent, LLC and a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
OK
05/01/2017 - Present
Hornor, Townsend & Kent, LLC (TULSA OK)
NY
01/02/1998 - 10/15/1999
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
05/01/1997 - 01/02/1998
AIG EQUITY SALES CORP. (NEW YORK NY)
MA
03/13/1987 - 05/08/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
NA
01/23/1987 - 03/24/1987
PENN MUTUAL EQUITY SERVICES, INC.
IA
Issued 05/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/09/1993
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 09/07/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/20/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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