Unclaimed
Randy Aun is a financial advisor with J.P. Morgan Institutional Investments Inc. Randy Aun has been in the financial industry since 2010. Randy Aun has a Series 6, Series 7, and Series 63 licenses. Randy Aun is registered in Ohio, North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
10/10/2013 - Present
J.p. Morgan Institutional Investments Inc. (COLUMBUS OH)
OH
07/07/2010 - 10/10/2013
JPMORGAN DISTRIBUTION SERVICES, INC. (WESTERVILLE OH)
BC
Issued 07/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/06/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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