Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Kniffin is a financial professional with over 25 years of experience in the industry. Randy has a strong background in trading and operations, and has held various positions at several financial institutions. Randy is currently a registered representative with Dash Financial Technologies LLC in Jersey City, NJ. Prior to joining Dash, Randy worked at Instinet, LLC and FIS Brokerage & Securities Services LLC. Randy holds the Series 7, Series 55, Series 57TO, Series 99TO, and SIE licenses. Randy is also licensed to sell securities in the state of Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/27/2023 - Present
Dash Financial Technologies LLC (Jersey City NJ)
CA
10/20/2022 - 12/20/2022
INSTINET, LLC (EL SEGUNDO CA)
IL
01/03/2012 - 10/21/2022
FIS BROKERAGE & SECURITIES SERVICES LLC (BOLINGBROOK IL)
IL
09/10/2007 - 01/03/2012
FOX RIVER EXECUTION TECHNOLOGY, LLC (GENEVA IL)
IL
05/21/2007 - 08/30/2007
LINCOLN INVESTMENT PLANNING, INC. (HOFFMAN ESTATES IL)
IL
03/09/2004 - 02/26/2007
BEAR, STEARNS & CO. INC. (CHICAGO IL)
IL
03/09/2004 - 02/26/2007
BEAR, STEARNS SECURITIES CORP. (CHICAGO IL)
CT
03/06/2000 - 03/08/2004
ABN AMRO INCORPORATED (STAMFORD CT)
MA
04/26/1999 - 01/05/2000
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
GA
02/24/1998 - 12/31/1998
WMA SECURITIES, INC. (DULUTH GA)
MN
04/17/1997 - 05/28/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/17/1997 - 05/28/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IL
06/10/1996 - 08/09/1996
MADISON SECURITIES, INC. (CHICAGO IL)
CO
03/26/1996 - 04/01/1996
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 02/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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