Unclaimed
Randy Allyn Hulett is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Bellevue, Washington. Randy has been working in the securities industry since April 23, 1992. Randy holds licenses in Washington, Texas, and other states. Randy has a wide range of experience and expertise, including financial planning, pension consulting, and portfolio management. Randy is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
09/09/2011 - Present
Stifel, Nicolaus & Company, Inc. (BELLEVUE WA)
WA
01/03/2011 - 09/12/2011
WELLS FARGO ADVISORS, LLC (ISSAQUAH WA)
WA
02/02/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ISSAQUAH WA)
WA
11/01/1996 - 02/05/2007
MORGAN STANLEY DW INC. (BELLEVUE WA)
MN
10/21/1994 - 11/20/1996
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MA
09/20/1990 - 05/10/1991
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
03/22/1988 - 12/15/1988
NEW ENGLAND SECURITIES CORPORATION
NA
09/25/1985 - 11/06/1986
DEAN WITTER REYNOLDS INC.
IA
Issued 11/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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