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Randy Allyn Hulett

Stifel, Nicolaus & Company, Inc.

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About Randy Allyn Hulett

Randy Allyn Hulett is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Bellevue, Washington. Randy has been working in the securities industry since April 23, 1992. Randy holds licenses in Washington, Texas, and other states. Randy has a wide range of experience and expertise, including financial planning, pension consulting, and portfolio management. Randy is committed to providing clients with personalized financial advice and guidance.

Firm Information

Randy Hulett is currently registered with Stifel, Nicolaus & Company, Inc.. Stifel, Nicolaus & Company, Inc. is a corporation headquartered in ST LOUIS, MO, United States. Founded in 1900, the firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. With over 5,000 registered representatives and $149.2 billion in regulatory assets under management, the firm serves a wide range of clients including high-net-worth individuals, corporations, and institutional investors.
Stifel, Nicolaus & Company, Inc.

501 N BROADWAY

ST LOUIS, MO 63102

$149.25B

Assets Under Management

Not reported

Total Clients

4,272

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Randy Hulett’s Registration & Firm History

WA

09/09/2011 - Present

Stifel, Nicolaus & Company, Inc. (BELLEVUE WA)

WA

01/03/2011 - 09/12/2011

WELLS FARGO ADVISORS, LLC (ISSAQUAH WA)

WA

02/02/2007 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (ISSAQUAH WA)

WA

11/01/1996 - 02/05/2007

MORGAN STANLEY DW INC. (BELLEVUE WA)

MN

10/21/1994 - 11/20/1996

PIPER JAFFRAY INC. (MINNEAPOLIS MN)

MA

09/20/1990 - 05/10/1991

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

03/22/1988 - 12/15/1988

NEW ENGLAND SECURITIES CORPORATION

NA

09/25/1985 - 11/06/1986

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

IA

Issued 11/11/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/26/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 10/20/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Randy Allyn Hulett.
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