Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Risler is an investment advisor representative with Commonwealth Financial Network. Randy has been in the industry since May 15, 2000 and has a wide range of experience. Randy is registered with the Financial Industry Regulatory Authority (FINRA) and holds several licenses and certifications. These include Series 6, 7, 26, 53, 63, and 65 licenses. Randy has been with Commonwealth Financial Network since February 2005. Previously, Randy worked for CAP PRO BROKERAGE SERVICES, INC. and H.D. VEST INVESTMENT SERVICES. Randy also owns and operates a business called Nine Pillars, LLC. Randy is a highly experienced and qualified investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
02/28/2005 - Present
Commonwealth Financial Network (EAU CLAIRE WI)
OH
11/06/2003 - 02/28/2005
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
TX
05/15/2000 - 11/06/2003
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
IA
Issued 10/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/25/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/12/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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