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Randy Allen Kiser

Alps Distributors, Inc.

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About Randy Allen Kiser

Randy Kiser is a financial professional with over 27 years of experience in the industry. Randy has been registered with the Financial Industry Regulatory Authority (FINRA) since 1993. Randy has a diverse background having worked with firms such as Chapin, Davis, Stifel, Nicolaus & Company, Incorporated, Park Avenue Securities LLC, SagePoint Financial, Inc. and AXA Advisors, LLC. Randy is currently registered with Alps Distributors, Inc. in Denver, Colorado.

Firm Information

Randy Kiser is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randy Kiser’s Registration & Firm History

CO

04/06/2023 - Present

Alps Distributors, Inc. (DENVER CO)

MD

08/31/2022 - 03/31/2023

CHAPIN, DAVIS (BALTIMORE MD)

MD

02/12/2019 - 05/06/2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)

MD

02/09/2018 - 03/07/2019

PARK AVENUE SECURITIES LLC (BETHESDA MD)

MD

06/17/2014 - 01/11/2016

SAGEPOINT FINANCIAL, INC. (BALTIMORE MD)

MD

03/26/2014 - 05/05/2014

AXA ADVISORS, LLC (COLUMBIA MD)

MD

05/17/1993 - 03/27/2014

T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)

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Licenses & Designations

BC

Issued 10/15/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/07/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 02/15/2021

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1996

Series 7 - General Securities Representative Examination

BC

Issued 05/14/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randy Allen Kiser.
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