Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Baste is a financial advisor registered with Raymond James Financial Services, Inc.. Randy has been in the securities industry since June 24, 1987, and holds a Series 63, Series 7, Series 9, Series 10, and SIE license. Randy is currently registered with the state of Arizona, Arkansas, California, Idaho, Mississippi, Missouri, New York, North Dakota, Pennsylvania, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AR
01/04/1999 - Present
Raymond James Financial Services, Inc. (LITTLE ROCK AR)
FL
05/09/1989 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
11/11/1988 - 04/25/1989
ALLISON, ROSENBLUM & HANNAHS, INC.
NA
04/29/1987 - 09/27/1988
UNITED CAPITAL CORPORATION
BC
Issued 06/26/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/19/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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