Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randy? Claim Your ProfileRandy Grudzinski is a financial professional with over 18 years of experience in the industry. Randy is currently registered with Arete Wealth Management, LLC, a firm based in Chicago, Illinois. Previously, Randy has held positions at various firms including Lucia Securities, LLC, AUSDAL Financial Partners, Inc., and Spike Financial Services, LLC. Randy holds a variety of securities licenses including Series 63, Series 28, Series 24, Series 79TO, Series 99TO, and SIE. Randy is also registered with the states of Arizona, California, and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
11/14/2016 - Present
Arete Wealth Management, LLC (Chicago IL)
CA
01/07/2015 - 11/03/2016
LUCIA SECURITIES, LLC (SAN DIEGO CA)
IL
07/31/2013 - 12/24/2014
AUSDAL FINANCIAL PARTNERS, INC. (BARRINGTON IL)
IL
03/01/2013 - 07/26/2013
SIKICH CORPORATE FINANCE LLC (CHICAGO IL)
CT
01/26/2013 - 03/01/2013
EQUUS FINANCIAL CONSULTING LLC (NEW CANAAN CT)
IL
05/07/2008 - 11/20/2012
ADVANCED EQUITIES, INC. (CHICAGO IL)
IL
05/16/2006 - 04/16/2008
SPIKE FINANCIAL SERVICES, LLC (BARRINGTON IL)
IL
03/02/2006 - 04/10/2006
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
MS
11/04/2003 - 10/24/2005
INVESTLINC SECURITIES, LLC (JACKSON MS)
BC
Issued 01/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2004
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 12/09/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2006
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/03/2003
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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