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Randy Alan Murphy

Hazard & Siegel, Inc.

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About Randy Alan Murphy

Randy Alan Murphy is a financial professional with over 30 years of experience in the industry. Randy began their career in 1984 and has held positions at several firms, including First Investors Corporation, Buttonwood Securities Corporation of Massachusetts, Walnut Street Securities, Inc., Guardian Investor Services Corporation, Park Avenue Securities LLC, and Next Financial Group, Inc. Currently, Randy is registered with Hazard & Siegel, Inc. as a registered representative. They hold a Series 7, Series 6, Series 22, and Series 24 license.

Firm Information

Randy Murphy is currently registered with Hazard & Siegel, Inc.. Hazard & Siegel, Inc. is a corporation formed on June 15, 1971, with a presence in 42 states and registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randy Murphy’s Registration & Firm History

NY

01/19/2017 - Present

Hazard & Siegel, Inc. (DEWITT NY)

PA

04/28/2004 - 11/28/2016

NEXT FINANCIAL GROUP, INC. (PITTSBURGH PA)

NY

05/03/1999 - 04/23/2004

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

01/15/1997 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

CA

07/17/1986 - 01/15/1997

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NA

11/15/1985 - 07/22/1986

BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS

NA

05/30/1984 - 11/07/1985

FIRST INVESTORS CORPORATION

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Licenses & Designations

IA

Issued 04/23/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/18/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/1989

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/1987

Series 7 - General Securities Representative Examination

BC

Issued 04/11/1986

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 05/29/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 10 public disclosures for Randy Alan Murphy. Review regulatory record here.
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