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Randolph Seth Nathanson

Purshe Kaplan Sterling Investments

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About Randolph Seth Nathanson

Randolph Seth Nathanson is a registered representative with Purshe Kaplan Sterling Investments. Randolph joined Purshe Kaplan Sterling Investments in 2010. Prior to that Randolph was registered with Princor Financial Services Corporation and MetLife Securities Inc. Randolph has been in the financial services industry since 1989. Randolph is licensed to sell securities in 11 states.

Firm Information

Randolph Nathanson is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randolph Nathanson’s Registration & Firm History

NY

01/04/2010 - Present

Purshe Kaplan Sterling Investments (HAUPPAUGE NY)

NY

01/07/2008 - 12/31/2009

PRINCOR FINANCIAL SERVICES CORPORATION (FARMINGDALE NY)

NY

04/05/1999 - 01/07/2008

METLIFE SECURITIES INC. (MELVILLE NY)

NY

04/05/1999 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (MELVILLE NY)

WI

02/14/1989 - 06/09/1999

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

02/14/1989 - 05/24/1999

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 03/20/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2001

Series 24 - General Securities Principal Examination

BC

Issued 05/14/1997

Series 12 - NYSE Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Randolph Seth Nathanson. Review regulatory record here.
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