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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randolph? Claim Your ProfileRandolph S. Clark is an investment advisor representative at Osaic Wealth, Inc., a firm with a strong commitment to providing comprehensive financial services to a wide range of clients, including individuals, families, trusts, and businesses. Randolph's expertise in the financial industry spans over three decades, starting in 1985. With a wealth of experience in various areas, such as investment advisory services, insurance brokerage, and personal income tax preparation, Randolph is a trusted advisor who can provide comprehensive financial solutions tailored to meet your unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (Cornwall NY)
NY
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Cornwall NY)
NY
01/10/2018 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (Cornwall NY)
NY
03/30/2007 - 01/10/2018
INVEST FINANCIAL CORPORATION (CORNWALL NY)
NY
08/04/1998 - 04/27/2007
CANTELLA & CO., INC. (CORNWALL NY)
CA
03/19/1997 - 08/04/1998
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NY
10/01/1991 - 03/19/1997
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NA
10/08/1985 - 03/17/1992
GREEN HILL FINANCIAL SERVICE CORPORATION
IA
Issued 03/13/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1997
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 04/17/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/07/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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