Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randolph? Claim Your ProfileRandolph Price is a financial advisor with over 35 years of experience in the industry. Randolph has a long history of working with clients, starting with E. F. Hutton & Company Inc in 1987. Randolph has been with Steward Partners Investment Advisory, LLC since 2018, and is also a registered representative with Steward Partners Global Advisory, LLC. Randolph holds both Series 7 and Series 65 licenses and is also a Certified Financial Planner. Randolph is based out of the New York City office of Steward Partners Investment Advisory, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/22/2018 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
TX
03/22/2018 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
09/13/1999 - 04/03/2018
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
NY
07/31/1993 - 09/16/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/25/1986 - 12/31/1989
G. R. PHELPS & CO., INC.
NA
01/19/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 5/10/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/4/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/5/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 4/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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