Unclaimed
Randolph Price is a financial advisor at Steward Partners Investment Advisory, LLC. Randolph has been in the financial services industry since 1986, and has experience with a variety of firms including Raymond James Financial Services, Inc. and RBC Capital Markets, LLC. Randolph is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/22/2018 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
TX
03/22/2018 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
09/13/1999 - 04/03/2018
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
NY
07/31/1993 - 09/16/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/25/1986 - 12/31/1989
G. R. PHELPS & CO., INC.
NA
01/19/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 05/10/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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