Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randolph? Claim Your ProfileRandolph Roark is a financial advisor registered with Fidelity Personal And Workplace Advisors. Randolph is a registered representative and investment advisor representative in Ohio and Texas. Randolph has been in the financial industry since 2022. Randolph has Series 63, 66, 7TO, and SIE licenses. Randolph previously worked with Equitable Advisors, LLC. Randolph specializes in Retirement Planning, Mutual Funds, Annuities, Life Insurance, Variable Life Insurance, and Fixed Annuities. Randolph provides financial planning, educational seminars, and selection of other advisors services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
09/09/2024 - Present
Fidelity Personal AND Workplace Advisors (TOLEDO OH)
WA
05/05/2022 - 12/12/2022
EQUITABLE ADVISORS, LLC (BELLEVUE WA)
BOTH
Issued 09/05/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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