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Randolph Peyton Pointer

Preferred Capital Securities, LLC

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About Randolph Peyton Pointer

Randolph Peyton Pointer is a financial professional with over 20 years of experience in the industry. Randolph is currently registered with Preferred Capital Securities, LLC. Previously, Randolph worked with Lincoln Financial Securities Corporation, Destra Capital Investments LLC, MetLife Investors Distribution Company, AXA Distributors, LLC and Locust Street Securities, Inc.. Randolph holds FINRA Series 6, 7 and 63 licenses as well as the SIE exam. Randolph Pointer is licensed in Alabama, Arkansas, Florida, Georgia, Kentucky, Louisiana, Mississippi and Tennessee.

Firm Information

Randolph Pointer is currently registered with Preferred Capital Securities, LLC. Preferred Capital Securities, LLC is a Limited Liability Company that was formed in September 2013. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randolph Pointer’s Registration & Firm History

GA

08/17/2016 - Present

Preferred Capital Securities, LLC (ATLANTA GA)

TN

11/06/2015 - 08/23/2016

LINCOLN FINANCIAL SECURITIES CORPORATION (COLLIERVILLE TN)

MT

06/05/2013 - 11/18/2013

DESTRA CAPITAL INVESTMENTS LLC (BOZEMAN MT)

NY

01/25/2010 - 11/08/2012

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

NC

10/07/1998 - 01/07/2010

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

IA

03/23/1998 - 09/04/1998

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

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Licenses & Designations

BC

Issued 03/23/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2013

Series 7 - General Securities Representative Examination

BC

Issued 03/20/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Randolph Peyton Pointer. Review regulatory record here.
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