Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randolph? Claim Your ProfileRandolph Pelosi is an investment advisor representative who has been working in the financial services industry since 1995. Randolph Pelosi has a Series 6, Series 63 and SIE license and is registered with State Farm Investment Management Corp.. Randolph Pelosi also owns an insurance agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
State Farm Investment Management Corp. (Stony Brook NY)
NA
06/27/1988 - 12/05/1988
JOHN HANCOCK DISTRIBUTORS, INC.
MA
12/03/1985 - 12/05/1988
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
NA
04/19/1988 - 07/06/1988
TRAVELERS EQUITIES SALES, INC.
BC
Issued 11/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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