Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randolph? Claim Your ProfileRandolph Miles Peters is a financial advisor with over 37 years of experience in the financial services industry. Randolph is currently registered with LPL Financial LLC in LAKE MARY, FL. Previously, Randolph has worked for WOODBURY FINANCIAL SERVICES, INC., QUESTAR CAPITAL CORPORATION, W. S. GRIFFITH & CO., INC., MONY SECURITIES CORP., and THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK. Randolph holds FINRA Series 6, 7, and 63 licenses as well as the SIE. Randolph holds the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
05/25/2023 - Present
LPL Financial LLC (LAKE MARY FL)
FL
03/01/2019 - 05/26/2023
WOODBURY FINANCIAL SERVICES, INC. (LAKE MARY FL)
FL
09/26/2012 - 03/01/2019
QUESTAR CAPITAL CORPORATION (PANAMA CITY FL)
FL
09/07/2001 - 10/03/2012
WOODBURY FINANCIAL SERVICES, INC. (PANAMA CITY FL)
CT
07/22/1997 - 10/02/2001
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
NA
06/19/1997 - 07/11/1997
W. S. GRIFFITH & CO., INC.
NY
03/20/1986 - 06/19/1997
MONY SECURITIES CORP. (NEW YORK NY)
NY
03/20/1986 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
BC
Issued 04/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
BC
Issued 03/19/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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