Unclaimed
Randolph Liggitt is a financial advisor with over 30 years of experience in the industry. Randolph currently works at Janney Montgomery Scott LLC where they have been a registered representative since August 2024. Prior to that, Randolph was registered with Truist Investment Services, Inc. and BB&T Securities, LLC. Randolph is licensed to provide financial advice in South Carolina and Texas. They hold Series 7, 63, and 65 licenses. They have also passed the Securities Industry Essentials Examination. Randolph has a strong track record of helping individuals, families, and businesses achieve their financial goals. They are committed to providing personalized service and advice to each of their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
SC
08/16/2024 - Present
Janney Montgomery Scott LLC (COLUMBIA SC)
SC
02/17/2021 - 07/11/2024
TRUIST INVESTMENT SERVICES, INC. (COLUMBIA SC)
VA
01/02/2013 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
SC
06/21/2007 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (COLUMBIA SC)
SC
06/15/2002 - 07/20/2007
WACHOVIA SECURITIES, LLC (COLUMBIA SC)
NC
03/25/1993 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
03/19/1992 - 03/31/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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