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Randolph Kent Liggitt

Janney Montgomery Scott LLC

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About Randolph Kent Liggitt

Randolph Liggitt is a financial advisor with over 30 years of experience in the industry. Randolph currently works at Janney Montgomery Scott LLC where they have been a registered representative since August 2024. Prior to that, Randolph was registered with Truist Investment Services, Inc. and BB&T Securities, LLC. Randolph is licensed to provide financial advice in South Carolina and Texas. They hold Series 7, 63, and 65 licenses. They have also passed the Securities Industry Essentials Examination. Randolph has a strong track record of helping individuals, families, and businesses achieve their financial goals. They are committed to providing personalized service and advice to each of their clients.

Firm Information

Randolph Liggitt is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee plus commission

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Randolph Liggitt’s Registration & Firm History

SC

08/16/2024 - Present

Janney Montgomery Scott LLC (COLUMBIA SC)

SC

02/17/2021 - 07/11/2024

TRUIST INVESTMENT SERVICES, INC. (COLUMBIA SC)

VA

01/02/2013 - 02/17/2021

BB&T SECURITIES, LLC (RICHMOND VA)

SC

06/21/2007 - 01/02/2013

SCOTT & STRINGFELLOW, LLC (COLUMBIA SC)

SC

06/15/2002 - 07/20/2007

WACHOVIA SECURITIES, LLC (COLUMBIA SC)

NC

03/25/1993 - 06/15/2002

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

NY

03/19/1992 - 03/31/1993

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/01/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/07/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Randolph Kent Liggitt. Review regulatory record here.
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