Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randolph? Claim Your ProfileRandolph Feliz has been working in the financial industry since 1998. Currently, Randolph is registered with Citigroup Global Markets Inc. in New York, NY. Randolph has 20 years of experience in the financial industry. Randolph previously worked with Santander Securities LLC in Jersey City, NJ, Ameriprise Financial Services, Inc. in Yonkers, NY, HSBC Securities (USA) Inc. in Bronx, NY, and Chase Investment Services Corp. in Chicago, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/14/2022 - Present
Citigroup Global Markets Inc. (New York NY)
NJ
05/07/2013 - 08/09/2022
SANTANDER SECURITIES LLC (Jersey City NJ)
NY
01/24/2012 - 05/07/2013
AMERIPRISE FINANCIAL SERVICES, INC. (YONKERS NY)
NY
06/23/2011 - 09/13/2011
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
12/08/2010 - 12/22/2010
HSBC SECURITIES (USA) INC. (BRONX NY)
NY
05/19/2000 - 04/05/2010
CHASE INVESTMENT SERVICES CORP. (BRONX NY)
NY
05/16/2000 - 05/22/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IL
08/19/1998 - 05/18/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
05/12/1998 - 08/03/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
FL
06/19/1997 - 12/23/1997
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
NY
11/01/1996 - 06/18/1997
WHALE SECURITIES CO., L.P. (NEW YORK NY)
NY
04/02/1996 - 10/16/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
CO
11/07/1995 - 11/09/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 10/10/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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