Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randolph? Claim Your ProfileRandolph Jerry Sinz is a financial advisor with over 40 years of experience in the industry. Randolph Jerry Sinz is currently registered with Stifel, Nicolaus & Company, Inc. in Eau Claire, Wisconsin. Prior to joining Stifel, Nicolaus & Company, Inc., Randolph Jerry Sinz was affiliated with UBS Financial Services Inc. and Piper Jaffray & Co., both in Eau Claire, Wisconsin. Randolph Jerry Sinz is also a licensed musician and performs with a band in Eau Claire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
10/16/2009 - Present
Stifel, Nicolaus & Company, Inc. (EAU CLAIRE WI)
WI
08/12/2006 - 10/16/2009
UBS FINANCIAL SERVICES INC. (EAU CLAIRE WI)
WI
07/22/2005 - 08/12/2006
PIPER JAFFRAY & CO. (EAU CLAIRE WI)
NY
01/01/1996 - 07/28/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
12/08/1995 - 01/01/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MO
09/04/1990 - 12/13/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
04/24/1980 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
IA
Issued 09/23/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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