Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randolph? Claim Your ProfileRandolph Harvey Ziffren is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Bonita Springs, FL. Randolph has over 40 years of experience in the financial services industry. Randolph is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 6, Series 7, Series 24, Series 52TO, Series 53, and Series 63. He is also registered as an investment advisor representative (IAR) in Florida and Texas. Randolph's previous employers include Dean Witter Reynolds Inc., E. F. Hutton & Company Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, NEL Equity Services Corporation, and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
11/02/2017 - Present
Raymond James Financial Services Advisors, Inc. (Bonita Springs FL)
NY
02/22/1988 - 04/03/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/15/1985 - 03/16/1988
E. F. HUTTON & COMPANY INC
NA
03/23/1983 - 02/15/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
12/10/1982 - 03/31/1983
NEL EQUITY SERVICES CORPORATION
NA
12/10/1982 - 02/23/1983
PRUCO SECURITIES CORPORATION
IA
Issued 12/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/08/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 11/18/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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