Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randolph? Claim Your ProfileRandolph Pistor is a financial advisor with over 15 years of experience in the industry. Randolph is currently registered with SPC as a Registered Representative and Investment Adviser Representative. Randolph's previous experience includes roles at Parkland Securities, LLC, Sigma Financial Corporation, Sammons Securities Company, LLC, and Sigma Financial Corporation. Randolph holds various licenses and certifications, including the Series 66, Series 27, Series 4, Series 53, Series 24, Series 52TO, Series 99TO, SIE, and Series 7 exams. Randolph's specializations include: 1, 2, 3, 4, 5, and 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
03/07/2023 - Present
SPC (ANN ARBOR MI)
MI
06/10/2013 - 09/30/2022
PARKLAND SECURITIES, LLC (ANN ARBOR MI)
MI
06/10/2013 - 09/30/2022
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
MI
09/13/2006 - 12/06/2011
SAMMONS SECURITIES COMPANY, LLC (ANN ARBOR MI)
MI
06/20/2006 - 12/06/2011
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
BOTH
Issued 09/11/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/02/2007
Series 4 - Registered Options Principal Examination
BC
Issued 11/13/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 03/07/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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