Unclaimed
Randolph Franklin Roddenberry iii is a registered representative with Foreside Fund Services, LLC. Randolph is licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Randolph has been in the securities industry since June 14, 2021 and has passed the Series 7TO, SIE, Series 63 and Series 24 exams. Randolph was previously employed with GRIFFIN CAPITAL SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/28/2022 - Present
Foreside Fund Services, LLC (El Segundo CA)
CA
06/15/2021 - 02/28/2022
GRIFFIN CAPITAL SECURITIES, LLC (EL SEGUNDO CA)
BC
Issued 04/13/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2022
Series 24 - General Securities Principal Examination
BC
Issued 06/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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