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Randolph Depray Weatherton

Cambridge Investment Research, Inc.

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About Randolph Depray Weatherton

Randolph Weatherton is a financial professional with over 20 years of experience in the industry. Randolph is currently registered with Cambridge Investment Research, Inc. and is licensed to conduct business in Arizona, Florida, Hawaii, and New Mexico. Randolph has previously held positions at MetLife Securities Inc., Allstate Financial Services, LLC, Banc One Securities Corporation, and Princor Financial Services Corporation.

Firm Information

Randolph Weatherton is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randolph Weatherton’s Registration & Firm History

AZ

10/01/2014 - Present

Cambridge Investment Research, Inc. (Phoenix AZ)

NV

09/05/2007 - 10/08/2014

METLIFE SECURITIES INC. (LAS VEGAS NV)

AZ

09/24/2003 - 08/24/2007

ALLSTATE FINANCIAL SERVICES, LLC (PHOENIX AZ)

IL

04/20/2001 - 08/07/2003

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

IA

03/15/1999 - 04/11/2001

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

BOTH

Issued 05/06/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/27/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/08/2004

Series 24 - General Securities Principal Examination

BC

Issued 06/25/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 05/28/2004

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2001

Series 7 - General Securities Representative Examination

BC

Issued 03/13/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Randolph Depray Weatherton. Review regulatory record here.
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