Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randolph? Claim Your ProfileRandolph David Martinez is a financial advisor with over 25 years of experience in the industry. Randolph has a wide range of experience working with various firms, including Charles Schwab & Co., Inc., Prudential Investment Management Services LLC, and J.P. Morgan Institutional Investments Inc. Currently, Randolph works with LPL Financial LLC, a firm with over $50 billion in assets under management. Randolph is registered to provide financial advice in Iowa and holds multiple licenses and qualifications, including the Series 66, Series 63, Series 24, Series 8, Series 7, and SIE exams. Randolph is committed to providing his clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
03/27/2019 - Present
LPL Financial LLC (DUBUQUE IA)
IA
11/14/2011 - 04/13/2018
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Dubuque IA)
KS
08/24/2009 - 10/28/2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)
CO
02/04/1994 - 02/13/2009
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
NY
08/04/1993 - 11/08/1993
FOSTER JEFFRIES CO., INC. (WESTBURY NY)
BOTH
Issued 03/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2006
Series 24 - General Securities Principal Examination
BC
Issued 12/29/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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