Unclaimed
Randolph Cleveland Archer has been a registered representative in the financial industry since 1987 and is currently affiliated with Principal Securities, Inc. in Roanoke Rapids, NC. Randolph has held prior positions with Jefferson Pilot Securities Corporation and Jefferson-Pilot Investor Services, Inc. in Fort Wayne, IN and NYLIFE Securities Inc. in New York, NY. Randolph has expertise in providing financial planning, investment management, and pension consulting services for individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
03/31/1998 - Present
Principal Securities, Inc. (ROANOKE RAPIDS NC)
IN
10/01/1997 - 04/02/1998
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
01/21/1997 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
IN
03/26/1992 - 12/31/1996
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
NY
09/21/1987 - 03/04/1992
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 12/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/18/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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