Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randolph? Claim Your ProfileRandolph Christopher Breaux has been active in the financial services industry since 1993. Randolph is currently registered with Cetera Investment Advisers LLC and is based in BODEGA BAY, CA. Previously, Randolph was registered with USI SECURITIES, INC. in SAN FRANCISCO, CA, FINANCIAL NETWORK INVESTMENT CORPORATION in EL SEGUNDO, CA, AETNA INVESTMENT SERVICES, INC. in WINDSOR, CT and AETNA LIFE INSURANCE AND ANNUITY COMPANY in HARTFORD, CT. Randolph is a Series 6, 63 and 65 licensed financial professional with over 30 years of experience in the industry. Randolph has extensive experience in financial planning, portfolio management, pension consulting, educational seminars, and selection of other advisors. In addition to Randolph's financial services career, Randolph is the president and owner of Breaux Benefits Group DBA Breaux Benefits Insurance Services, a group insurance company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/21/2024 - Present
Cetera Investment Advisers LLC (BODEGA BAY CA)
CA
12/13/1999 - 05/17/2007
USI SECURITIES, INC. (SAN FRANCISCO CA)
CA
02/10/1994 - 12/08/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CT
11/24/1993 - 01/27/1994
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
10/12/1993 - 11/24/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
IA
Issued 05/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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