Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randolph? Claim Your ProfileRandolph Byrd Duval Roulette is a financial advisor with over 20 years of experience in the industry. Randolph has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2016. Prior to that, Randolph was with Morgan Stanley, serving as a financial advisor for nearly 10 years, and earlier, at Citigroup Global Markets Inc. Randolph has a Series 7 and Series 66 securities licenses, as well as a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
09/02/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HUNT VALLEY MD)
MD
06/01/2009 - 09/09/2016
MORGAN STANLEY (HUNT VALLEY MD)
MD
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BALTIMORE MD)
MD
02/16/2007 - 04/02/2007
MORGAN STANLEY DW INC. (BALTIMORE MD)
MD
08/08/2000 - 02/26/2007
CITIGROUP GLOBAL MARKETS INC. (BALTIMORE MD)
NJ
04/20/2000 - 08/02/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MD
03/09/2000 - 04/04/2000
GLOBAL BROKERAGE SERVICES, INC. (HUNT VALLEY MD)
BOTH
Issued 05/16/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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